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Strathmore Investment Management Pty Ltd Receives Final AFSL from ASIC

Sophie Grace recently assisted Strathmore Investment Management Pty Ltd (“Strathmore Investment Management“) to obtain an Australian Financial Service Licence (“AFSL“) to provide general financial advice and dealing services to wholesale clients.

The AFSL Application was lodged with ASIC in January 2023 and approved in March 2023. 

Strathmore Investment Management provides investment advice and execution services in relation to a variety of securities and derivatives products. Strathmore Investment Management also provides portfolio management services to sophisticated and high-net-worth investors and provides institutional clients with access to secondary placements in ASX-listed companies.

Jaimie Demetris, Managing Director of Strathmore Investment Management, had some kind words to share about his experience working with the Sophie Grace team, particularly our Junior Lawyer, Victoria Lombardo and General Manager Alicia Pevely. Mr Demetris commented that the Sophie Grace team was “fantastic…Victoria was extremely knowledgeable and had very quick turnaround times.” He also noted that Alicia was “very helpful in explaining the complexities around AFSL obligations.” 

Mr Demetris concluded that he would recommend Sophie Grace as being “highly professional and competent in advising and representing anyone applying for an AFSL.”

If you would like to know more about Strathmore Investment Management, please contact Sophie Grace directly for an introduction. You can also check out Strathmore Investment Management’s website for a better understanding of the business.

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